Company Intelligence Profile
Waterfield Financial And Investment Advisors Private Limited
Waterfield Financial and Investment Advisors Pvt Ltd is the SEBI-registered Portfolio Management Services (PMS) / financial advisory entity within the Waterfield Advisors group, one of India's earliest independent wealth management and family office advisory firms (group active since 2011).
CIN: U74900MH2012PTC234921ActiveRoC Mumbai / MaharashtraConfidence: medium
Last updated 20 August 2026
AI OverviewGenerated from public records
AI-generated summary from public filings and may contain errors. Verify against the detailed sections below.
Company Identity
Confirmed| Registered name | Waterfield Financial And Investment Advisors Private Limited |
|---|---|
| CIN | U74900MH2012PTC234921 |
| PAN | AABCW2956K |
| Status | Active |
| Listing | Not listed (unlisted private limited company) |
| Incorporated | 24 August 2012 |
| ROC | RoC Mumbai / Maharashtra |
| Sector (NIC) | NIC/Activity: K74900 — Financial advisory, brokerage and consultancy services. Business Services / Financial & Insurance Services sector. |
| Registered address | 142, Maker Chamber VI, 220 Jamnalal Bajaj Marg, Nariman Point, Mumbai, Maharashtra 400021 |
| Authorized capital | ₹69.5 Cr (₹695,000,000) per TheCompanyCheck and IndiaFilings (2 sources agree). Note: Tofler shows a conflicting, likely stale figure of ₹54.5 Cr — flagged as a source conflict. |
| Paid-up capital | ₹69.48 Cr (₹694,777,770) per TheCompanyCheck and IndiaFilings (2 sources agree) |
Business Overview
Confirmed- Waterfield Financial and Investment Advisors Pvt Ltd is the SEBI-registered Portfolio Management Services (PMS) / financial advisory entity within the Waterfield Advisors group, one of India's earliest independent wealth management and family office advisory firms (group active since 2011)
- Per MCA objects and company filings, it carries on financial advisory services relating to financial products in India and abroad, and acts as a Portfolio Manager or Co-Manager, subject to SEBI approval
- The broader Waterfield Advisors group serves ultra-high-net-worth families, business families, entrepreneurs and global Indians across wealth management (succession planning, family governance, philanthropy advisory) and asset management (discretionary PMS, fund-of-funds access, smart-beta strategies, global investment access)
- Source: Tofler, TheCompanyCheck, waterfieldadvisors.com
Directors
Partial / conflicting| Name | DIN | Role | Appointed |
|---|---|---|---|
| Soumya Rajan | 03579199 | - | - |
| Subramaniam Ramachandran Iyer | 00580437 | - | - |
| Amitkumar Gajendrakumar Patni | 00014260 | - | - |
GST Registration
Partial / conflicting| GSTIN | State | PAN | Status |
|---|---|---|---|
| 27AABCW2956K1ZX | Maharashtra | AABCW2956K (derived from GSTIN 27AABCW2956K1ZX per Piceapp; not independently confirmed on a second dedicated PAN source — partial) | Active |
| 27AABCW1299D1ZA | Maharashtra | AABCW2956K (derived from GSTIN 27AABCW2956K1ZX per Piceapp; not independently confirmed on a second dedicated PAN source — partial) | - |
Primary GSTIN (Maharashtra, state code 27): 27AABCW2956K1ZX, registered 01 Jul 2017, status Active, entity type Private Limited Company (source: Piceapp GST search — single source, not cross-verified on a second GSTIN-specific site, so rated partial). PAN embedded: AABCW2956K. Note entity-confusion risk: a related but distinct group entity, "Waterfield Advisors Private Limited," holds a separate GSTIN 27AABCW1299D1ZA at the same registered address — this GSTIN belongs to the sister company, NOT to Waterfield Financial and Investment Advisors Pvt Ltd, and has been excluded here. Number of registrations and home state beyond Maharashtra: not obtained.
Financials
Partial / conflicting- FY2025 (year ended 31 Mar 2025), standalone, per Tofler and TheCompanyCheck (2 sources agree on revenue): Total Revenue ₹47.07–47.1 Cr, up ~30% YoY
- EBITDA and PAT figures are paywalled on both Tofler and TheCompanyCheck — not obtained
- TheCompanyCheck additionally reports: Operating Margin -14.44%, Net Profit Margin -13.16% (implying a net loss for FY2025 despite revenue growth), Return on Equity -73.39%, ROCE -195.54%, Debt-to-Equity 1.09, Net worth up 36.95% YoY, Borrowings up 120.7% YoY, Total Assets up 128.8% YoY
- Employee count: ~87 / ~76
- Last AGM: TheCompanyCheck reports 22 Aug 2025, Tofler reports 30 Aug 2024 — conflicting, flagged
- Auditor: ZADN & Associates LLP
Charges / Loans
Confirmed- Open charge: HDFC Bank Limited — ₹5.0 Cr, created 04 Dec 2024, one loan facility
- Satisfied/closed charges: ₹12.01 Cr, lender(s) not itemized
Competitors
Confirmed- India-focused wealth management / family office advisory peers (named, similar scale/segment): Client Associates (independent wealth manager, comparable UHNI-focused mid-size firm), Avendus Wealth Management (larger, part of Avendus Capital group), ASK Wealth Advisors (ASK Group, large-scale PMS/AMC), Sanctum Wealth Management (independent, comparable scale), 360 ONE (formerly IIFL Wealth Management, listed, much larger scale), Julius Baer Wealth Advisors India (large global private bank subsidiary)
- Waterfield sits in the boutique/independent, sub-large-AUM tier relative to 360 ONE/ASK
Frequently Asked Questions
What does Waterfield Financial And Investment Advisors Private Limited do?
Waterfield Financial and Investment Advisors Pvt Ltd is the SEBI-registered Portfolio Management Services (PMS) / financial advisory entity within the Waterfield Advisors group, one of India's earliest independent wealth management and family office advisory firms (group active since 2011).
What is the CIN of Waterfield Financial And Investment Advisors Private Limited?
The Corporate Identification Number (CIN) of Waterfield Financial And Investment Advisors Private Limited is U74900MH2012PTC234921.
Where is Waterfield Financial And Investment Advisors Private Limited registered?
Waterfield Financial And Investment Advisors Private Limited is registered with RoC Mumbai / Maharashtra. Registered address: 142, Maker Chamber VI, 220 Jamnalal Bajaj Marg, Nariman Point, Mumbai, Maharashtra 400021 (confirmed by Tofler, TheCompanyCheck, IndiaFilings)
When was Waterfield Financial And Investment Advisors Private Limited incorporated?
Waterfield Financial And Investment Advisors Private Limited was incorporated on 24 August 2012 (Tofler, TheCompanyCheck, IndiaFilings — agree).
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